Lead Broker Dealer Principal (Series 24 License Required) (28208) - (charlotte, north carolina) in Charlotte, North Carolina For Sale

Job Location
Charlotte, NC
Job Description
Functional Responsibilities:
: Highest level non:managerial individual contributor in this family, widely known for his/her subject matter expertise. Works independently
: Acts as a mentor for other Principals on the team
: Review and approves new account applications from broker dealer distribution channels to ensure all business, compliance, and regulatory requirements are met :...
Source: http://www.tiptopjob.com/jobs/xxxxxxxx_job.asp?source=backpage